RIGGS ASSET MANAGEMENT CO INC
Firm details
- Headquarters
- DALLAS, Pennsylvania
- CRD number
- 107233
- Registered since
- January 25, 1991
- Website
- riggsadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.16%
- Individuals15.07%
- Corporations / Businesses2.96%
- Charitable Organizations0.82%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Riggs Asset Management Co Inc is an independent registered investment adviser operating as a corporation and controlled by an individual owner. The firm has been SEC-registered since 1991 and positions itself as a capital allocator for both high-net-worth individuals and institutional clients. Advisory services include financial planning, portfolio management for individuals, small businesses and institutions, the selection of outside advisers, and publication of investment periodicals or newsletters. Fee arrangements are flexible and include percentage-of-assets, hourly consulting, and fixed-fee engagements. The firm does not identify as an active ESG investor and is not described as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- State & Local Bonds9%
- Cash & Cash Equivalents5%
- US Government Bonds3%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 3ELIZABETH GRAHAM
Chief Operating OfficerCRD 4347616
ROBERT GRAHAM
Marketing CoordinatorCRD 1068010
SUSAN SHOEMAKER
Chief Compliance OfficerCRD 1935374
Contacts
3 of 6Robert Graham
FounderCRD 6929095
ROBERT GRAHAM
PresidentCRD 1994460
Dimitri Gnall
Client Service RepresentativeCRD 7891428
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$313M in ETFs
96%
$302M
3%
$11.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $29M | 67,483 | 9.27% |
Location
DALLAS, PA
LUZERNE
Location
DALLAS, PA
Headquartered in DALLAS, PA, in the Northeast of the United States.
- Region
- Northeast
- County
- LUZERNE
- Address
- The Grand Highlands Newberry Ests
- Time zone
- ET (UTC-5)
- Office locations
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