Ridgeback Securities, Ltd

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
120448
Registered since
September 12, 2002
Website
mccltd.com

Firm profile

FINTRX

Overview

Ridgeback Securities, Ltd. is organized as a partnership with ownership listed as a combination of a domestic entity and an individual. The firm is categorized as "Unclassified" in the dataset. Available metadata indicates Ridgeback does not act as a capital allocator, is not identified as an active ESG investor, and is not flagged as a pension consultant or related adviser. The firm’s public profile contains few details about business lines, advisory services, fee schedules, or typical client types. The dataset also marks Ridgeback as not a multi-state adviser and not a newly formed adviser; no founding year or service descriptions are provided.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Eric Caisse

    Eric Caisse

    Chief Investment Officer & PartnerCRD 2918662

  • Aviva Sapers

    Aviva Sapers

    President, CEOCRD 1301333

  • William Vanpelt

    William Vanpelt

    Chief Compliance OfficerCRD 1716622

Contacts

3 of 20
  • Thomas Fanning

    Thomas Fanning

    PartnerCRD 5683053

  • Alfred Knapp

    PartnerCRD 4295085

  • Allix Dennis

    Allix Dennis

    Wealth AdvisoryCRD 4536622

Unlock 17 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1218 Webster St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth