Richwood Investment Advisors, LLC

RIASEC RegisteredEst. 2021
Total AUM
$155M
Discretionary
$155M
100% of AUM
Avg account
$345K
Accounts
449
Employees
1
Advisory reps
1

Firm details

Headquarters
Cincinnati, Ohio
CRD number
153550
Registered since
June 17, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI78.47%
  • Individuals21.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Richwood Investment Advisors, LLC is an independent, privately owned registered investment adviser formed as an LLC and registered with the SEC in 2021. The firm’s client focus is individuals and families, and it also provides portfolio management for small-business owners. Its advice is delivered on a fee‑for‑assets basis and includes financial planning alongside discretionary portfolio management. Richwood does not identify as an ESG investor, is not classified as a capital allocator, and does not act as a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, Public Funds/Mutual Funds 26%, US Government Bonds 2%, Cash & Cash Equivalents 1%71%
  • Exchange Traded Equities71%
  • Public Funds/Mutual Funds26%
  • US Government Bonds2%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Debora Caley

    Debora Caley

    President and CIOCRD 2961803

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$64.7M in ETFs

Passive

99%

$63.7M

Active

0%

$970K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$29.3M39,16545.35%

Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
5082 Wooster Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth