Richards Merrill Wealth Management
Firm details
- Headquarters
- Spokane, Washington
- CRD number
- 713
- Registered since
- April 27, 2018
- Website
- rmwealthmgmt.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI53.54%
- Individuals31.44%
- Pension & Profit Sharing Plans11.23%
- Charitable Organizations3.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Richards Merrill Wealth Management is structured as an independent broker-dealer owned by an individual and operating under SEC registration since 2018. The firm serves both individual and family clients as well as institutional accounts, offering financial planning alongside portfolio management for individuals, small businesses, and institutions. Its client fee model combines percentage-of-AUM billing with fixed-fee engagements. The firm does not present itself as a capital allocator, is not an active ESG investor, and does not operate as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities41%
- Cash & Cash Equivalents6%
- US Government Bonds5%
- State & Local Bonds2%
Owners & executives
1 of 1
John Larson
CEO & PresidentCRD 1368801
Contacts
3 of 11James Leffel
ShareholderCRD 4728656
Charles Cowgill
ManagerCRD 4947735
Thomas Kendall
Registered RepresentativeCRD 4160361
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 175Active vs passive
$124M in ETFs
54%
$67.1M
42%
$56.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $11.7M | 15,835 | 9.44% |
Location
Spokane, WA
Spokane
Location
Spokane, WA
Headquartered in Spokane, WA, anchoring the Spokane-Spokane Valley-Coeur d'Alene, WA-ID metro in the West.
- Metro area
- Spokane-Spokane Valley-Coeur d'Alene, WA-ID
- Region
- West
- County
- Spokane
- Address
- 612 W Main Ave
- Time zone
- PT (UTC-8)
- Office locations
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