RICHARD BROTHERS, FINANCIAL ADVISORS

Overview

Richard Brothers, Financial Advisors is a small, fee-based advisory firm that serves individual and family clients with a mix of financial planning and portfolio management services. The firm acts as a capital allocator, selecting external managers and third-party funds on behalf of clients and providing advisory services that span individual financial planning, management for small businesses, and pension-consulting-style work for institutions. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm appears to favor pooled public vehicles over concentrated individual-stock strategies, using mutual funds and other public funds as the primary building blocks of client portfolios. It maintains relationships with broker-dealers and insurance companies, and its advisory model includes selection of outside advisers when specialized manager access or due diligence is required. The firm is not identified as an active ESG investor and does not operate as a multi-state registered adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices