RGB CAPITAL GROUP

RIASEC Registered
Total AUM
$86.1M
Discretionary
$86.1M
100% of AUM
Avg account
$414K
Accounts
208
Employees
4
Advisory reps
2

Firm details

Headquarters
,
CRD number
150420
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI70.62%
  • Individuals27.37%
  • Corporations / Businesses2.01%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

RGB Capital Group operates as a small, privately owned limited liability advisory firm focused on portfolio management for individuals and small businesses, with a client base that includes high-net-worth families. The firm runs discretionary mandates and charges clients on a percentage-of-assets basis and, in some arrangements, performance-based fees. Investment implementation is driven principally through pooled public funds rather than direct security selection, and the firm does not identify itself as an active ESG investor. RGB is not positioned as a capital allocator or a multi-state advisory platform; its structure and listed activities point to a boutique advisory practice that relies on third-party fund vehicles and external managers to deliver diversified exposure.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

2 of 2
  • RYAN REDFERN

    Assistant Portfolio ManagerCRD 4169279

  • ROBERT BERNSTEIN

    PresidentCRD 5674019

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth