RF CAPITAL MANAGEMENT

RIASEC Registered
Total AUM
$816K
Discretionary
$816K
100% of AUM
Avg account
$81.6K
Accounts
10
Employees
1
Advisory reps
1

Firm details

Headquarters
ARCADIA, California
CRD number
289534
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI83.29%
  • Individuals16.71%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

RF Capital Management is a small, privately held LLC that provides discretionary portfolio management primarily for individuals, families and small businesses. Ownership is individual, and the firm charges both a percentage-of-assets fee and performance-based fees. It does not identify as an active ESG investor, is not registered as a multi-state adviser, and does not describe itself as a capital allocator or pension consultant in public filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Roger Fan

    Founder & Chief Investment OfficerCRD 6840937

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ARCADIA, CA

LOS ANGELES

Location

ARCADIA, CA

Headquartered in ARCADIA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
615 Las Tunas Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth