Retirement Plans, LLC

RIASEC Registered
Total AUM
$1.7M
Discretionary
$0
0% of AUM
Avg account
$567K
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
318490
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Retirement Plans, LLC is an independent registered investment adviser organized as a limited liability company that serves individual and family clients. The firm operates as a capital allocator and charges clients on a percentage-of-AUM basis. Its service mix includes portfolio management for individuals and small businesses, selection of third‑party advisers, publication of periodicals or newsletters, and delivery of educational seminars and workshops. The firm also engages in insurance brokerage. Retirement Plans, LLC is owner‑managed (individual owner) and is not identified as an active ESG investor or a multi‑state adviser in the available profile.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 44%, Exchange Traded Equities 29%, Cash & Cash Equivalents 27%44%
  • Other44%
  • Exchange Traded Equities29%
  • Cash & Cash Equivalents27%

Contacts

1 of 1
  • Hense Ellis

    Hense Ellis

    Founder and Managing MemberCRD 6301643

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth