Retirement Plans, Inc.

RIASEC RegisteredEst. 2022

Total AUM

$225M

Discretionary

$225M

100% of AUM

Avg account

$809K

Accounts

278

Employees

Advisory reps

Firm details

Headquarters: Westerville, Ohio
CRD number: 286214
Registered since: January 25, 2022
Website: www.retirementplansinc.com
Custodians: TRANSAMERICA TRUST COMPANY, RELIANCE TRUST COMPANY, NATIONWIDE TRUST COMPANY FSB
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans92.53%
Individuals7.47%
Services: Portfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Retirement Plans, Inc. is a corporation that provides advisory and insurance-brokerage services to both individual/family and institutional clients. The firm is registered with the SEC (registration dated 2022) and is owned by an individual. Its advisory offering centers on portfolio management for individuals and small businesses, pension consulting services, and educational seminars/workshops. Retirement Plans, Inc. charges fees as a percentage of assets under management and also operates as an insurance broker, which aligns with its use of annuity products. The firm does not self-identify as an ESG investor, is not a multi-state adviser, and does not act as a capital allocator.