RETIREMENT PLANS, INC.

Overview

Retirement Plans, Inc. is a corporate RIA focused on fee-based portfolio management for individuals and small businesses, with supplemental pension consulting and educational seminar offerings. The firm also operates as an insurance broker, which shapes its use of annuities and insurance-linked solutions alongside marketable securities. Registered with the SEC in 2022 and owned by an individual, the firm serves both individual/family and institutional clients and charges advisory fees on a percentage-of-AUM basis. Investment activity is concentrated on public equities delivered through exchange-traded vehicles and separately managed accounts. The firm does not identify as an active ESG investor. Its asset allocation preference is equities, with a heavy tilt toward exchange-traded equities and ETFs for implementing core exposure and core-satellite strategies. Retirement plan and trust business appears to be part of the mix, reflected by the choice of custody relationships with trust-company custodians.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices