Retirement Planning and Management, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 115483
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Pension & Profit Sharing Plans50.13%
- HNWI47.36%
- Individuals2.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Retirement Planning and Management, Inc. is an independent, Minnesota-registered investment adviser organized as a corporation and owned by an individual. The firm serves both individuals and families as well as institutional clients, positioning itself as a capital allocator that uses third‑party managers where appropriate. Its advisory scope includes comprehensive financial planning, discretionary and non‑discretionary portfolio management for individuals and small businesses, portfolio services for institutions, pension consulting, and the selection of other advisers. Fees are flexible and include asset‑based charges, hourly billing, and fixed fees, reflecting a mix of ongoing portfolio oversight and project work. The firm does not identify as an active ESG investor and is not structured as a multi‑state adviser; it also reports relationships with other industry professionals including accountants, insurance companies, and pension consultants.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds40%
- Cash & Cash Equivalents10%
Contacts
1 of 1Thomas Jeppesen
PresidentCRD 1564553
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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