Research Affiliates

RIASEC RegisteredEst. 2002

Total AUM

$27.8B

Discretionary

$26.2B

94% of AUM

Avg account

$844M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Newport Beach, California
CRD number: 120440
Registered since: May 10, 2002
Website: www.researchaffiliates.com
Custodians: STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM
Client types: Investment Companies70.5%
State / Municipal Government15.16%
Pooled Investment Vehicles12.28%
Pension & Profit Sharing Plans1.95%
Other Investment Advisers0.1%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Research Affiliates is structured as a limited liability company and has been SEC-registered since 2002. It operates as an institutional registered investment adviser serving institutional clients and charges fees as a percentage of assets under management. The firm is not classified as a capital allocator and is not registered as a multi-state adviser. Research Affiliates identifies as an active ESG investor and provides portfolio management services for investment companies, pooled investment vehicles, and businesses or institutions. Ownership is a mix of a domestic entity and individual ownership.