REGULUS FINANCIAL GROUP, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
118
Avg account
$0

Firm details

Headquarters
KENTWOOD, Michigan
CRD number
150631
Registered since
July 16, 2010

Firm profile

FINTRX

Overview

Regulus Financial Group, LLC is organized as a limited liability company and is registered with the SEC (registration year 2010). Ownership is recorded as a combination of a domestic entity and an individual. The firm's advisor classification is listed as unclassified. Regulatory-flag details in the record indicate the firm is not identified as a capital allocator, is not an active ESG investor, is not designated a multi-state adviser, is not newly formed, and is not listed as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Thomas Bonnington

    Chief Compliance OfficerCRD 6804667

  • KELLEY LUTTRULL

    Chief Financial OfficerCRD 7363208

  • GREGORY BRICK

    Founder & CEOCRD 2842477

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Contacts

3 of 111
  • PHILLIP OWENS

    Investment Advisor RepresentativeCRD 6104195

  • KAPONOTUITALAU FAITAU

    AssistantCRD 6910720

  • Matthew Mortillaro

    Investment Advisor RepresentativeCRD 7303849

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

KENTWOOD, MI

KENT

Location

KENTWOOD, MI

Headquartered in KENTWOOD, MI, anchoring the Grand Rapids-Kentwood-Muskegon, MI metro in the Midwest.

Metro area
Grand Rapids-Kentwood-Muskegon, MI
Region
Midwest
County
KENT
Address
2687 44th St SE
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth