Registered Investment Advisors, LLC
Firm details
- Headquarters
- ,
- CRD number
- 318560
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI97.48%
- Individuals2.52%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Registered Investment Advisors, LLC is a small, fee-based registered investment advisor that focuses on portfolio management for individuals, families and small businesses. The firm runs a concentrated equity-oriented approach, directing the bulk of client assets into exchange-traded equities and related strategies. It charges clients a percentage of AUM and does not position itself as an ESG-focused manager. The business appears built around customized portfolios—using separately managed account structures and custodial platforms to deliver equity exposures and tailored tax or income overlays for higher-net-worth households.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Cash & Cash Equivalents3%
- Derivatives1%
Contacts
1 of 1
Stacy Bond
PresidentCRD 4038633
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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