Register Financial Advisors, LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 143884
- Registered since
- April 17, 2015
- Website
- registerfinancial.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.03%
- Individuals26.86%
- Pension & Profit Sharing Plans1.6%
- Corporations / Businesses1.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Register Financial Advisors, LLC is an independent RIA organized as an LLC that registered with the SEC in 2015. The firm positions itself as a capital allocator for high-net-worth individuals and families, offering comprehensive financial planning alongside portfolio management for individuals, small businesses and institutions. Its advisory menu includes selection of other advisers and pension consulting services, with fees charged as a percentage of AUM and, where appropriate, hourly or fixed fees. The firm is not an active ESG investor and reports industry affiliations with a broker-dealer and an insurance company, which appears to support its access to annuity and insurance solutions.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds2%
Owners & executives
1 of 1
George Register
President, CEOCRD 373031
Contacts
3 of 14
Scott Register
Principal & FINOPCRD 5239767
Edward Waits
Investment Advisor RepresentativeCRD 3253004
David Pressly
Senior Vice PresidentCRD 4147342
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 286Active vs passive
$108M in ETFs
84%
$91.1M
15%
$17.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $12.2M | 141,812 | 11.29% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 3500 Lenox Rd Ne
- Time zone
- ET (UTC-5)
- Office locations
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