Register Financial Advisors, LLC

RIASEC RegisteredEst. 2015

Total AUM

$488M

Discretionary

$395M

81% of AUM

Avg account

$575K

Accounts

850

Employees

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 143884
Registered since: April 17, 2015
Website: registerfinancial.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI70.03%
Individuals26.86%
Pension & Profit Sharing Plans1.6%
Corporations / Businesses1.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Register Financial Advisors, LLC is an SEC-registered RIA organized as an LLC and in operation since 2015. The firm serves individual and family clients and describes itself as a capital allocator that deploys third‑party managers alongside in‑house portfolio work. Its service menu on the ADV includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, selection of other advisers, and pension consulting listed among advisory activities. Fee arrangements include a percentage of AUM, hourly charges, and fixed fees. The firm does not flag itself as an active ESG investor. Register Financial Advisors maintains industry relationships with a broker‑dealer and an insurance company, and its ownership is listed as individual. The firm is not registered as a multi‑state adviser on the snapshot provided.