REGISTER FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2015

Total AUM

$488M

Discretionary

$395M

81% of AUM

Avg account

$575K

Accounts

850

Employees

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 143884
Registered since: April 17, 2015
Website: registerfinancial.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI70.03%
Individuals26.86%
Pension & Profit Sharing Plans1.6%
Corporations / Businesses1.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Register Financial Advisors, LLC is a privately owned limited liability advisory firm that registered with the SEC in 2015. The firm focuses on serving individual and family clients, offering a mix of financial planning and portfolio management services for individuals, small businesses and other organizations. Its stated advisory activities include financial planning, portfolio management for individuals and businesses, pension consulting services, and selection of other advisers. Fee arrangements include a percentage-of-AUM option alongside hourly and fixed-fee engagements. The firm identifies itself as a capital allocator and maintains industry affiliations with a broker-dealer and an insurance company. It does not position itself as an active ESG investor.