Regions Securities LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
163
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
159475
Registered since
July 25, 2012

Firm profile

FINTRX

Overview

Regions Securities LLC is organized as a limited liability company and is classified in the data as an investment bank. The firm has been SEC-registered since 2012. Ownership is identified as a combination of a domestic entity and an individual. The profile does not include a description of specific business lines, advisory services, or client segments. The firm is not identified as a capital allocator and is not listed as an active ESG investor. It also is not designated as a multi-state adviser, not marked as a pension consultant, and does not list a related adviser relationship.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 163
  • Jonathan Wu

    Jonathan Wu

    Investment Banking AnalystCRD 7283722

  • Jill Maggiore

    Jill Maggiore

    Managing DirectorCRD 1001068

  • David Schwartz

    Compliance AnalystCRD 1091665

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
1180 W Peachtree St Nw
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth