Regional Investment Services, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Orlando, Florida
CRD number
46929
Registered since
July 21, 1999

Firm profile

FINTRX

Overview

Regional Investment Services, Inc. is organized as a corporation and is reported to be owned by a combination of a domestic entity and an individual. Public filings and the firm’s supplied data are sparse: there is no disclosure of client types, fee schedules, specific advisory services, or investment process. The firm is identified as unclassified in the available snapshot, and there are no listed affiliations or industry activities provided. The firm is not described as operating across multiple states, it is not presented as a newly formed advisory business, and it is not identified as a pension consultant or as a related adviser to another entity. Those limited structural data points suggest a small, narrowly documented operation rather than a multi-jurisdictional wealth manager, but there is insufficient public detail to profile client segments, service models, or target markets.

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Orlando, FL

Orange

Location

Orlando, FL

Headquartered in Orlando, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Orange
Address
333 S Garland Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth