Regional Investment Services, Inc.

Overview

Regional Investment Services, Inc. is organized as a corporation and appears in SEC registration records dating back to 1999. The FINTRX profile lists the owner type as a combination of a domestic entity and an individual and classifies the firm as "unclassified." The record flags the firm as not acting as a capital allocator, not active on ESG investing, and not operating as a multi-state adviser. It is also not identified as a newly formed adviser, pension consultant, or part of a related-adviser grouping. Publicly available data captured in the FINTRX snapshot is limited: key fields such as business activities, advisory services, client segments, and fee structure are not populated in the profile. That gap constrains a more detailed read on the firm’s target clients, service model, or investment approach.

Assets & Accounts