Regatta Capital Group, LLC
Firm details
- Headquarters
- El Segundo, California
- CRD number
- 145363
- Registered since
- November 13, 2007
- Website
- www.regattainvest.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI73.38%
- Individuals12.38%
- Pension & Profit Sharing Plans9.86%
- Charitable Organizations1.72%
- Corporations / Businesses1.68%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Regatta Capital Group, LLC is an independent registered investment adviser formed in 2007 and organized as an LLC. The firm serves both high-net-worth individuals and families as well as institutional clients, acting as a capital allocator and sponsor/GP for pooled vehicles. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, institutional/business portfolio management, and pension consulting. Fee arrangements are flexible and include asset-based fees, fixed and hourly charges, and performance-based compensation. The firm identifies as an active ESG investor and was recognized on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities16%
- Private Funds12%
- Cash & Cash Equivalents12%
- Non-Exchange Traded Equities2%
Owners & executives
1 of 1
Russell Mohberg
Co-Founder, Managing Partner, and Chief Investment OfficerCRD 4354403
Contacts
3 of 13
Lindsey Diranian
Financial AdvisorCRD 6420685
Spencer Kelly
Co-Founder & Managing PartnerCRD 4741392
Erika Jenkins
Director Of TaxCRD 7298385
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$517M in ETFs
68%
$349M
30%
$168M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $66M | 401,634 | 12.76% |
Location
El Segundo, CA
Los Angeles
Location
El Segundo, CA
Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 880 Apollo St
- Time zone
- PT (UTC-8)
- Office locations
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