Regatta Capital Group, LLC

RIASEC Registered

Total AUM

$1.6B

Discretionary

$1.4B

92% of AUM

Avg account

$403K

Accounts

3,847

Employees

Advisory reps

Firm details

Headquarters: El Segundo, California
CRD number: 145363
Registered since: November 13, 2007
Website: www.regattainvest.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI73.38%
Individuals12.38%
Pension & Profit Sharing Plans9.86%
Charitable Organizations1.72%
Corporations / Businesses1.68%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Regatta Capital Group, LLC is an independent, owner-operated RIA that has been SEC-registered since 2007. It serves both high-net-worth individuals and institutional clients and positions itself as a capital allocator that blends advisory services with fund sponsorship and management. The firm lists a range of advisory services—financial planning, portfolio management for individuals, businesses and pooled vehicles, and pension consulting—while also acting as sponsor, general partner, or managing member of pooled investment vehicles. Regatta offers a mix of fee arrangements (percentage of AUM, fixed and hourly fees, and performance-based fees) and identifies itself as an active ESG investor. The firm received recognition from FA Magazine as a Top RIA Firm in 2020.