Reflection Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 306663
- Registered since
- September 24, 2020
- Website
- www.reflectionam.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Investment Companies50.24%
- Individuals49.76%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Reflection Asset Management is an institutional registered investment adviser that provides portfolio management and financial planning to both individual/family and institutional clients. The firm is SEC registered (registered in 2020) and operates as an LLC owned by an individual. Its advisory services include portfolio management for individuals, small businesses, investment companies and institutions, financial planning, and educational seminars and workshops. Fee arrangements include a percentage of assets under management and hourly billing. Reflection describes itself as an active ESG investor and uses third‑party managers for alternative allocations rather than acting as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds48%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Jason Britton
President, CIOCRD 2977194
Dennis Mason
Chief Compliance OfficerCRD 3107130
Contacts
1 of 1
Betsy Moszeter
Investment Adviser RepresentativeCRD 5192402
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$36.1M in ETFs
80%
$28.7M
4%
$7.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $6.6M | 8,945 | 18.25% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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