Reef Securities, Inc.
Firm details
- Headquarters
- Richardson, Texas
- CRD number
- 31951
- Registered since
- March 22, 1993
- Website
- reefsecurities.com
Firm profile
FINTRXOverview
Reef Securities, Inc. is organized as a corporation and appears to be an individually owned, small-scale firm with a limited public footprint. Publicly reported fields classify the firm as "Unclassified" rather than assigning it to a particular advisory niche, and the firm does not identify itself as a capital allocator or a pension consultant. It also does not list active ESG investing, multistate advisory activity, a related adviser relationship, or status as a newly formed adviser. Available records contain very little detail about Reef Securities' operating model. Items such as client base, fee structure and advisory activities are not disclosed in the source summary. Regulatory documentation indicates the firm lists two office locations, but there are no accompanying public descriptions of office addresses, geographic market focus, AUM, or client counts.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
James Richards
Chief Financial OfficerCRD 2680389
Contacts
3 of 3Kenneth Shade
Compliance OfficerCRD 3259826

Paul Mauceli
President and FounderCRD 2330829
Jeremy Shepherd
Vice PresidentCRD 5731348
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Richardson, TX
Dallas
Location
Richardson, TX
Headquartered in Richardson, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 1901 N Central Expy
- Time zone
- CT (UTC-6)
- Office locations
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