Reef Securities, Inc.

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Richardson, Texas
CRD number
31951
Registered since
March 22, 1993

Firm profile

FINTRX

Overview

Reef Securities, Inc. is a corporation that has been SEC-registered since 1993 and is individually owned. The firm's regulatory profile in the source data is classified as "Unclassified." The dataset provides limited detail about its lines of business, client segments, fee structures or advisory activities. It is not identified as a capital allocator and is not flagged as an active ESG investor or a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • James Richards

    James Richards

    Chief Financial OfficerCRD 2680389

Contacts

3 of 3
  • Paul Mauceli

    Paul Mauceli

    ​President and FounderCRD 2330829

  • Kenneth Shade

    Kenneth Shade

    Compliance OfficerCRD 3259826

  • Jeremy Shepherd

    Vice PresidentCRD 5731348

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Richardson, TX

Dallas

Location

Richardson, TX

Headquartered in Richardson, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
1901 N Central Expy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth