Redwood Investment Group, Inc

RIASEC RegisteredEst. 2021
Total AUM
$230M
Discretionary
$230M
100% of AUM
Avg account
$300K
Accounts
768
Employees
3
Advisory reps
4

Firm details

Headquarters
Fort Bragg, California
CRD number
168017
Registered since
February 4, 2021
Website
www.myredwoodinvestments.com
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI69.97%
  • Individuals18.01%
  • Charitable Organizations9.4%
  • Pension & Profit Sharing Plans1.87%
  • Corporations / Businesses0.75%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Redwood Investment Group, Inc. is a small, SEC-registered corporate adviser that serves both individual and institutional clients. The firm provides portfolio management for individuals and small businesses and also operates as an insurance broker. Redwood uses a percentage-of-assets fee model and reports that it incorporates environmental, social, and governance (ESG) considerations into its investment process. The adviser is owned by an individual and has been SEC-registered since 2021.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 22%, Cash & Cash Equivalents 8%, Derivatives 2%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities22%
  • Cash & Cash Equivalents8%
  • Derivatives2%

Owners & executives

2 of 2
  • Daniel Catone

    Daniel Catone

    Chief Executive OfficerCRD 4469467

  • Kyle Fairall

    Kyle Fairall

    Chief Investment OfficerCRD 6313351

Contacts

2 of 2
  • Patrick Jeffs-catone

    Patrick Jeffs-catone

    PartnerCRD 5738008

  • Zachary Miller

    Zachary Miller

    AdvisorCRD 7893397

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fort Bragg, CA

Mendocino

Location

Fort Bragg, CA

Headquartered in Fort Bragg, CA, in the West of the United States.

Region
West
County
Mendocino
Address
319 N Main St
Time zone
PT (UTC-8)
Office locations

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