Red Oak Financial Group

RIASEC Registered

Total AUM

$1B

Discretionary

$617M

59% of AUM

Avg account

$552K

Accounts

1,885

Employees

20

Advisory reps

7

Firm details

Headquarters: Towson, Maryland
CRD number: 166912
Registered since: January 21, 2015
Website: www.redoak1978.com
Custodians: LPL FINANCIAL LLC, THE VANGUARD GROUP, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals59.17%
Pension & Profit Sharing Plans40.72%
Charitable Organizations0.09%
Corporations / Businesses0.02%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Red Oak Financial Group is an independent registered investment adviser organized as an LLC that has been SEC-registered since 2015. The firm acts as a capital allocator for both individual and family clients as well as institutional clients. Their advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Fee arrangements are mixed: percentage of AUM, hourly charges, and fixed fees are all used. Red Oak does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities74%
Public Funds/Mutual Funds24%
US Government Bonds1%
Cash & Cash Equivalents1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 77

Active vs passive

$946M in ETFs

Passive

44%

$414M

Active

44%

$531M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
CAPITAL GROUP CORE BALANCED ETF (CGBL)	Capital Group	Active	Moderate Allocation	$48.2M	1,268,449	5.09%

Unlock additional holdings →

Primary office

Towson, MD

Baltimore

Location

Towson, MD

Headquartered in Towson, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Baltimore
Address: 403 Allegheny Ave
Time zone: ET (UTC-5)
Office locations

Similar firms

Financial Council, LLC

Towson, MD

AUM $1.3BTEAM 21REPS 8

SFG Wealth Management

Towson, MD

AUM $760MTEAM 19REPS 10

Calvert Street Capital Partners, Inc.

Towson, MD

AUM $663MTEAM 22REPS 6

Oliver Wealth Management

Towson, MD

AUM $340MTEAM 6REPS 5

Chesapeake Financial Advisors

Towson, MD

AUM $310MTEAM 10REPS 3

Bolton Investment

Towson, MD

AUM $249MTEAM 11REPS 7

More RIAs in Towson →All Maryland RIAs →