RBC Global Asset Management (U.S.) Inc.

RIASEC RegisteredEst. 1983

Total AUM

$104B

Discretionary

$104B

100% of AUM

Avg account

$426M

Accounts

245

Employees

212

Advisory reps

Firm details

Headquarters: MINNEAPOLIS, Minnesota
CRD number: 107173
Registered since: December 27, 1983
Website: usmutualfunds.rbcgam.com
Custodians: J.P. MORGAN SECURITIES INC., U.S. BANK, N.A., STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles40.15%
Investment Companies28.15%
State / Municipal Government12.37%
Corporations / Businesses11.83%
Pension & Profit Sharing Plans4.47%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

RBC Global Asset Management (U.S.) Inc. operates as a diversified asset manager and fund sponsor serving both individual/family and institutional clients. The firm is a corporation that has been SEC-registered since 1983 and combines portfolio management across separate accounts, pooled vehicles and investment companies with the selection of third‑party advisers. It is classified as a multifaceted fund manager that also sponsors securitized and hedge fund products and carries CPO/CTA activities. The firm charges a mix of fee types — percentage of AUM, fixed fees and performance-based fees — and identifies itself as an active ESG investor. Its business and industry affiliations extend beyond traditional investment advisory roles to include broker-dealer, municipal advisory, futures and swap dealer functions, and banking or insurance relationships, indicating a broad set of capital markets and product delivery capabilities.