RAUCH ADVISORY LLC

RIASEC Registered
Total AUM
$44.6M
Discretionary
$44.6M
100% of AUM
Avg account
$183K
Accounts
244
Employees
5
Advisory reps
3

Firm details

Headquarters
CHESAPEAKE, Virginia
CRD number
155681
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals71.26%
  • HNWI27.54%
  • Corporations / Businesses1.19%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Rauch Advisory LLC is an independent, privately owned registered investment adviser organized as an LLC. The firm serves individual and family clients, providing financial planning, portfolio management for individuals and small businesses, and selecting third‑party advisers on clients’ behalf. It charges a mix of asset‑based fees and fixed fees and identifies itself as a capital allocator that places client capital with external managers. The snapshot flags the firm as not being an active ESG investor and not a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 8%, Cash & Cash Equivalents 2%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • Eduardo de la Rosa

    Managing MemberCRD 3149620

  • Joseph Harris

    Investment Advisor RepresentativeCRD 8228249

  • Stephen Burton

    Managing MemberCRD 6595526

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHESAPEAKE, VA

CHESAPEAKE CITY

Location

CHESAPEAKE, VA

Headquartered in CHESAPEAKE, VA, anchoring the Virginia Beach-Norfolk, VA-NC metro in the South.

Metro area
Virginia Beach-Norfolk, VA-NC
Region
South
County
CHESAPEAKE CITY
Address
1407 Stephanie Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth