Raub Brock Capital Management, LP
Firm details
- Headquarters
- Larkspur, California
- CRD number
- 153994
- Registered since
- August 6, 2010
- Website
- www.raubbrock.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Other Investment Advisers89.94%
- HNWI8.75%
- Individuals0.67%
- Pension & Profit Sharing Plans0.63%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Raub Brock Capital Management, LP is an independent registered investment adviser formed as a limited partnership and registered with the SEC in 2010. The firm serves both individual/family and institutional clients, offering financial planning and portfolio management for individuals, small businesses and larger business or institutional accounts. Its fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee engagements. The firm reports a primary investment preference for equities and does not identify as an active ESG investor, pension consultant, or multi-state adviser. Raub Brock is not listed as a capital allocator; instead it appears to implement client portfolios using discretionary and non-discretionary management arrangements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- US Government Bonds1%
- Public Funds/Mutual Funds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Wendy Phillippay
Chief Compliance OfficerCRD 7348212
Contacts
3 of 6
Richard Alpert
Managing Partner, Portfolio ManagerCRD 4487716
Zachary Norman
Director of TradingCRD 6775840
Cheryl Gross
Financial AdvisorCRD 6134763
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$112M in ETFs
99%
$111M
<1%
$1.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 7-10 YEAR TREASURY BOND ETF (IEF) | BlackRock | Passive | Long Government | $70.1M | 741,129 | 62.34% |
Location
Larkspur, CA
Marin
Location
Larkspur, CA
Headquartered in Larkspur, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Marin
- Address
- 700 Larkspur Landing Cir
- Time zone
- PT (UTC-8)
- Office locations
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