Rand Group Financial

RIAState Registered
Total AUM
$80M
Discretionary
$80M
100% of AUM
Avg account
$1.4M
Accounts
57
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
329132
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI97.5%
  • Individuals2.5%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Rand Group Financial is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on portfolio management for individuals and small businesses, charging clients a percentage-of-AUM fee. Its client base is concentrated on individual and family relationships rather than institutional or pension clients. Rand Group Financial does not market itself as an ESG investor, does not operate as a multi-state adviser, and does not present itself as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Cash & Cash Equivalents 5%95%
  • Public Funds/Mutual Funds95%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Daniella Rand

    Daniella Rand

    Managing Member And Chief Compliance OfficerCRD 4321414

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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