Rampart Asset Management LLC

RIASEC RegisteredEst. 2025
Total AUM
Avg account
$0
Accounts
0
Employees
3
Advisory reps
3

Firm details

Headquarters
Stamford, Connecticut
CRD number
168549
Registered since
May 14, 2025
Custodians
PRINCIPAL SECURITIES, INC.
Fee structure
Percentage of AUM
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rampart Asset Management LLC is an institutional RIA organized as an LLC and SEC-registered in 2025. The firm is individually owned and charges advisory fees as a percentage of assets under management. Its stated advisory focus is portfolio management for businesses or institutional entities. Rampart does not identify as an active ESG investor, is not multi-state registered for advisory activities, and is not positioned as a capital allocator or pension consultant. The firm is affiliated with the broker-dealer channel.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Carl Spangler

    Carl Spangler

    Chief Financial OfficerCRD 5928605

  • Dean Chamberlain

    Dean Chamberlain

    Chief Executive OfficerCRD 2262338

Contacts

1 of 1
  • Doyle Holmes

    Doyle Holmes

    PresidentCRD 1556260

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
46 Southfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth