RAIN DOG FINANCIAL
Firm details
- Headquarters
- BELLEVUE, Washington
- CRD number
- 328633
- Custodians
- ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI97.94%
- Individuals2.06%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rain Dog Financial is a small, independent registered investment adviser structured as an LLC and owned by an individual. The firm serves individuals and families, offering financial planning and discretionary portfolio management tailored to individuals and small businesses. Its fee arrangements include percentage-of-AUM billing as well as fixed fees. Rain Dog does not describe itself as an active ESG investor, and it is not registered as a multi-state adviser. The firm does not operate as a capital allocator; instead it uses third-party managers for alternative exposures. Advisory activity is focused on traditional planning and portfolio management rather than institutional consulting or related-adviser platforms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Cash & Cash Equivalents5%
- Exchange Traded Equities3%
Contacts
1 of 1Steven McConnell
FounderCRD 7828938
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BELLEVUE, WA
KING
Location
BELLEVUE, WA
Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- KING
- Address
- 330 112th Ave NE
- Time zone
- PT (UTC-8)
- Office locations
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