Rafferty Asset Management, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 112526
- Registered since
- June 25, 1997
- Website
- www.direxion.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies99.94%
- Pooled Investment Vehicles0.06%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Rafferty Asset Management, LLC is an institutional registered investment adviser organized as an LLC and SEC-registered since 1997. The firm focuses on institutional clients and charges fees based on assets under management. It operates as a commodity pool operator/commodity trading advisor and provides portfolio management services to investment companies and pooled investment vehicles, indicating an emphasis on managing pooled and institutional mandates rather than retail wrap or individual advisory relationships. Rafferty is not positioned as an ESG investor, does not operate as a multi-state adviser, and is not described as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Patrick Rudnick
Managing Director, Chief Financial OfficerCRD 6035334
Angela Brickl
COO & General CounselCRD 4604359
Douglas Yones
Chief Executive OfficerCRD 2925109
Contacts
3 of 3Daniel O'neill
MemberCRD 4387480
Steven Stelmachowski
Registered RepresentativeCRD 4239977
Andrew Shippee
Associate Vice PresidentCRD 7634885
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$5.3B in ETFs
100%
$5.3B
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 20+ YEAR TREASURY BOND ETF (TLT) | BlackRock | Passive | Long Government | $1.5B | 17,250,388 | 27.93% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 535 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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