R M Davis Inc
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 105448
- Registered since
- June 30, 1978
- Website
- www.rmdavis.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.5%
- Individuals7.96%
- Charitable Organizations4.38%
- Corporations / Businesses1.36%
- Pension & Profit Sharing Plans0.61%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
R M Davis Inc is an independent, privately owned registered investment adviser that has been SEC-registered since 1978. The firm serves both individual and family clients as well as institutional accounts and operates as a capital allocator that selects third‑party managers when appropriate. Its advisory offering includes financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and the selection of outside advisers. Fee arrangements include percentage-of-AUM pricing alongside hourly and fixed-fee engagements. The firm reports being an active ESG investor, indicating environmental, social or governance considerations are integrated into at least some investment decisions. R M Davis Inc was named to CNBC’s Top 100 Financial Advisory Firms in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds20%
- Investment Grade Corp Bonds13%
- State & Local Bonds5%
- Cash & Cash Equivalents5%
Owners & executives
3 of 4
Geoffrey Alexander
Principal and Chief Executive OfficerCRD 2883211
John Doughty
Chief Investment OfficerCRD 2546937
Caleb Dubois
Chief Compliance OfficerCRD 7643939
Contacts
3 of 22
Wendy Laidlaw
Principal, Client AdvisorCRD 4513551
Vincent Damasco
Vice PresidentCRD 4062525
Robert Davis
Managing Director, Client AdvisorCRD 6254486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 100Active vs passive
$1.5B in ETFs
98%
$1.5B
2%
$33.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $368M | 492,020 | 24.00% |
Location
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 1 Portland Sq
- Time zone
- ET (UTC-5)
- Office locations
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