R.D. Thompson Investments

Overview

R.D. Thompson Investments operates as a sole proprietorship advising individuals and families, with a focus on direct portfolio management for small-business owners and private clients. The adviser charges fees as a percentage of assets under management and manages only discretionary assets, concentrating on liquid public-market strategies rather than private or bespoke alternative programs. The firm is not an active ESG investor and does not identify as a capital allocator or pension consultant; its profile and filings point to a straightforward advisory model centered on equity exposure and pooled mutual fund solutions. Investment activity emphasizes exchange-traded equities and mutual funds as the primary building blocks of client portfolios. The firm’s stated client base and account structure suggest customization at the household level—managing a small number of relatively large relationships rather than pursuing broad retail scale. Custody and operational relationships appear centralized, which supports streamlined trade execution and reporting for those bespoke accounts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices