R.A.I. FINANCIAL SERVICES, INC.

RIASEC Registered
Total AUM
$9.4M
Discretionary
$9.4M
100% of AUM
Avg account
$94.7K
Accounts
99
Employees
3
Advisory reps
1

Firm details

Headquarters
LYNNFIELD, Massachusetts
CRD number
128596
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

R.A.I. Financial Services, Inc. operates as an independent registered investment advisor (RIA) focusing on providing financial planning and portfolio management services primarily for individuals and families. The firm is structured as a corporation and is owned by an individual. R.A.I. Financial Services does not engage in capital allocation and is not classified as a multi-state adviser. The firm has established a fee structure that includes a percentage of assets under management, hourly charges, and fixed fees, allowing for flexibility in client billing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • JOSEPH ROSANO

    President & OwnerCRD 4717454

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LYNNFIELD, MA

ESSEX

Location

LYNNFIELD, MA

Headquartered in LYNNFIELD, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
ESSEX
Address
210 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth