QVT FINANCIAL LP

RIASEC RegisteredEst. 2012
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$255M
Accounts
7
Employees
31
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
156508
Registered since
February 21, 2012
Website
qvt.com
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

QVT Financial LP is a limited partnership that operates as a hedge fund and other fund sponsor focused on institutional clients. The firm is SEC-registered and has been active since 2012. It manages pooled investment vehicles and performs commodity pool operator/commodity trading advisor (CPO/CTA) activities, and its fee schedule combines a percentage-of-AUM charge with performance-based fees. QVT does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • DANIEL GOLD

    Chief Executive OfficerCRD 2105569

  • Victor Kaiser-Pendergrast

    Chief Operating Officer & PartnerCRD 7719474

  • MARGARET EISNER

    Partner & Chief Compliance OfficerCRD 6332048

Contacts

3 of 4
  • MICHAEL GAT

    Partner, General CounselCRD 2774446

  • NICHOLAS BRUMM

    Managing MemberCRD 4200971

  • ARTHUR CHU

    Managing MemberCRD 2942482

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$45.7M in ETFs

Passive

87%

$39.7M

Active

13%

$6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$36.6M63,49580.24%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
888 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth