QUINT INVESTMENTS AND INSURANCE

RIASEC RegisteredEst. 2020
Total AUM
$110M
Discretionary
$104M
94% of AUM
Avg account
$143K
Accounts
771
Employees
9
Advisory reps
8

Firm details

Headquarters
Wappingers Falls, New York
CRD number
168463
Registered since
June 1, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals73.12%
  • HNWI19.27%
  • Pension & Profit Sharing Plans6.01%
  • Corporations / Businesses0.79%
  • Charitable Organizations0.68%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Quint Investments And Insurance is an independent, individual-owned SEC-registered RIA (registered in 2020) that acts as a capital allocator for both individual/family and institutional clients. The firm bills clients through a mix of AUM-based fees, hourly charges and fixed fees. Its advisory services, as described in regulatory filings, include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Quint reports an affiliation with an insurance company and does not identify as an active ESG investor or a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 38%, US Government Bonds 3%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities38%
  • US Government Bonds3%
  • Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents2%

Contacts

3 of 8
  • JASON KORMES

    Investment Adviser RepresentativeCRD 7022147

  • Nancy Coenen

    Financial AdvisorCRD 7347333

  • Derek DiMaso

    Investment Adviser RepresentativeCRD 7743397

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Wappingers Falls, NY

DUTCHESS

Location

Wappingers Falls, NY

Headquartered in Wappingers Falls, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
DUTCHESS
Address
210 New Hackensack Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth