Quadrant Private Wealth Management, LLC

RIASEC Registered
Total AUM
$2.1B
Discretionary
$2.1B
100% of AUM
Avg account
$681K
Accounts
3,076
Employees
19
Advisory reps
13

Firm details

Headquarters
Center Valley, Pennsylvania
CRD number
277044
Registered since
July 1, 2015
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI92.09%
  • Individuals7.29%
  • Pension & Profit Sharing Plans0.62%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Quadrant Private Wealth Management, LLC is an independent wealth advisory firm that acts as both portfolio manager and capital allocator for high-net-worth individuals, families and institutional clients. The firm is registered with the SEC (registered in 2015) and combines financial planning, discretionary portfolio management, and selection of outside managers. Its fee menu includes percentage-of-AUM fees as well as hourly and fixed-fee arrangements. Quadrant also operates complementary businesses — including broker-dealer and insurance brokerage activities — and lists affiliations ranging from sponsor/GP roles in pooled vehicles to relationships with accounting, legal and real estate professionals. The firm does not describe itself as an active ESG investor. Quadrant has been recognized in industry rankings: it appeared on FA Magazine’s Top RIA Firms list in 2020 and on Forbes’ lists in 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 32%, Other 30%, Public Funds/Mutual Funds 19%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 5%, State & Local Bonds 4%32%
  • Exchange Traded Equities32%
  • Other30%
  • Public Funds/Mutual Funds19%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 154

Active vs passive

$413M in ETFs

Passive

54%

$224M

Active

12%

$190M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$36.3M404,7628.79%

Location

Primary office

Center Valley, PA

Lehigh

Location

Center Valley, PA

Headquartered in Center Valley, PA, in the Northeast of the United States.

Region
Northeast
County
Lehigh
Address
3850 Sierra Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth