QUADCAP WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- FRISCO, Texas
- CRD number
- 151490
- Registered since
- April 17, 2014
- Website
- www.quadcapwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.66%
- Individuals4.44%
- Charitable Organizations0.72%
- Pension & Profit Sharing Plans0.17%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Quadcap Wealth Management, LLC is an independent registered investment adviser that began SEC registration in 2014 and is owned by an individual principal. The firm serves primarily individual and family clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It operates as a capital allocator and charges clients via a percentage-of-AUM fee and fixed-fee arrangements. Quadcap also lists accounting among its business activities. The firm does not position itself as an ESG investor and is not designated as a multi-state adviser in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- State & Local Bonds10%
- Public Funds/Mutual Funds7%
- Cash & Cash Equivalents5%
- US Government Bonds4%
Owners & executives
3 of 4CORTNIE RODRIGUEZ
SVP, CFOCRD 6070125
Natalie Lomas
Partner, Chief Operating OfficerCRD 7856058
ROBERT ALSTON
Chief Compliance OfficerCRD 2480962
Contacts
3 of 12Tori Glass
ParaplannerCRD 6752070
ANNE ROBINSON
Tax SpecialistCRD 5370418
Alexandra McConnell
ParaplannerCRD 7859521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 184Active vs passive
$638M in ETFs
52%
$332M
38%
$306M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN US QUALITY FACTOR ETF (JQUA) | JP Morgan | Passive | Large Blend | $76.4M | 1,245,124 | 11.97% |
Location
FRISCO, TX
COLLIN
Location
FRISCO, TX
Headquartered in FRISCO, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- COLLIN
- Address
- 2600 Network Blvd
- Time zone
- CT (UTC-6)
- Office locations
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