Quadcap Wealth Management, LLC

RIASEC RegisteredEst. 2014

Total AUM

$1.3B

Discretionary

$1.3B

100% of AUM

Avg account

$679K

Accounts

1,974

Employees

23

Advisory reps

15

Firm details

Headquarters: Frisco, Texas
CRD number: 151490
Registered since: April 17, 2014
Website: www.quadcapwm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI94.66%
Individuals4.44%
Charitable Organizations0.72%
Pension & Profit Sharing Plans0.17%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Quadcap Wealth Management, LLC is an independent registered investment adviser that launched in 2014 and is owned by an individual principal. The firm serves primarily individual and family clients, acting as a capital allocator and providing portfolio management, financial planning, pension consulting support, and manager selection. Quadcap also lists accounting among its business activities. Its fee model combines a percentage of assets under management with fixed fees. Quadcap does not position itself as an ESG-focused investor and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities70%
State & Local Bonds10%
Public Funds/Mutual Funds7%
Cash & Cash Equivalents5%
US Government Bonds4%

Owners & executives

3 of 4

Denise Brochu
Chief Compliance OfficerCRD 5165569
David Blair
CEO & Founding PartnerCRD 4442248
Cortnie Rodriguez
SVP, CFOCRD 6070125

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Contacts

3 of 11

Monica Sipes
Senior Wealth AdvisorCRD 5724163
Christian Patterson
Wealth AdvisorCRD 6985618
Anne Robinson
Tax SpecialistCRD 5370418

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 196

Active vs passive

$753M in ETFs

Passive

53%

$400M

Active

37%

$353M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
JPMORGAN US QUALITY FACTOR ETF (JQUA)	JP Morgan	Passive	Large Blend	$91.1M	1,260,449	12.09%

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Primary office

Frisco, TX

Collin

Location

Frisco, TX

Headquartered in Frisco, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Collin
Address: 2600 Network Blvd
Time zone: CT (UTC-6)
Office locations

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