QP WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2019
Total AUM
$405M
Discretionary
$123M
30% of AUM
Avg account
$566K
Accounts
715
Employees
7
Advisory reps
4

Firm details

Headquarters
BOCA RATON, Florida
CRD number
301071
Registered since
May 1, 2019
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.55%
  • Individuals4.23%
  • Corporations / Businesses0.22%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

QP Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves both individual/family and institutional clients and offers a mix of financial planning and portfolio management services for individuals, small businesses and larger institutions. QP acts as a capital allocator and makes use of third‑party managers when appropriate, including selection of other advisers. Its fee arrangements include asset‑based fees, hourly charges and fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 41%, Exchange Traded Equities 34%, Public Funds/Mutual Funds 11%, State & Local Bonds 7%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%41%
  • Other41%
  • Exchange Traded Equities34%
  • Public Funds/Mutual Funds11%
  • State & Local Bonds7%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • JAMES LLOYD

    Co-Founder & CEOCRD 2024256

Contacts

3 of 3
  • THOMAS LEIDNER

    Co-Founder & Portfolio ManagerCRD 5676589

  • SUSANA TOOTHMAN

    OwnerCRD 8132641

  • LISA HEERWAGEN

    Co-Founder & CCOCRD 1288948

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 42

Active vs passive

$41.2M in ETFs

Passive

74%

$30.7M

Active

25%

$10.6M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO DEVELOPED WORLD EX-US ETF (SPDW)State StreetPassiveForeign Large Blend$4.3M93,28110.32%

Location

Primary office

BOCA RATON, FL

PALM BEACH

Location

BOCA RATON, FL

Headquartered in BOCA RATON, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
2700 N Military Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth