QP GLOBAL FAMILY OFFICES, LLC

RIASEC RegisteredEst. 2018
Total AUM
$1B
Discretionary
$112M
11% of AUM
Avg account
$4.3M
Accounts
243
Employees
9
Advisory reps
4

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
294879
Registered since
April 23, 2018
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.31%
  • Charitable Organizations10.69%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

QP Global Family Offices, LLC is an independent registered investment adviser that operates with a family-office focus and acts as a capital allocator for high‑net‑worth individuals, families and select institutional clients. The firm provides financial planning and portfolio management for individuals and small businesses and charges a mix of percentage‑of‑AUM and fixed fees. Registered with the SEC since 2018, QP Global structures client relationships across discretionary and non‑discretionary mandates, but the bulk of client assets remain under client control. Investment activity centers on significant allocations to private funds and other alternatives. The firm sources third‑party managers for private equity, hedge fund strategies, private placements, real estate and commodities. Those alternative allocations are central to the firm’s asset allocation approach, used to generate illiquidity premia, diversify public market exposure and provide access to private-market return drivers. QP Global is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 64%, Cash & Cash Equivalents 23%, US Government Bonds 5%, Public Funds/Mutual Funds 2%, Other 2%, Exchange Traded Equities 1%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%64%
  • Private Funds64%
  • Cash & Cash Equivalents23%
  • US Government Bonds5%
  • Public Funds/Mutual Funds2%
  • Other2%

Owners & executives

2 of 2
  • PETER PAULEY

    CEOCRD 5458699

  • BRENDAN MACMILLAN

    Chief Investment OfficerCRD 2784162

Contacts

2 of 2
  • MICHAEL WARREN

    ChairmanCRD 1996002

  • KARL LOHWATER

    Operations PrincipalCRD 2684561

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
115 E Putnam Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth