Punch & Associates Investment Management, Inc.
Firm details
- Headquarters
- Edina, Minnesota
- CRD number
- 117962
- Registered since
- May 31, 2002
- Website
- punchinvest.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- HNWI66.45%
- Pooled Investment Vehicles19.07%
- Pension & Profit Sharing Plans5.44%
- Individuals3.56%
- Charitable Organizations3.5%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Punch & Associates Investment Management, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2002. The firm works with both individual and family clients as well as institutional investors, offering financial planning, portfolio management across individual, pooled and institutional vehicles, and the publication of investment commentary. Its fee arrangements include asset-based fees, fixed fees and performance-based fees. Punch identifies as an active ESG investor and maintains a non-capital-allocator profile focused primarily on discretionary portfolio management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- US Government Bonds5%
- Investment Grade Corp Bonds3%
- Public Funds/Mutual Funds3%
- State & Local Bonds2%
Owners & executives
3 of 4
Todd Spicer
Chief Compliance OfficerCRD 6716234
Howard Punch
Chief Investment OfficerCRD 1189430
Cory Kiner
Chief Financial OfficerCRD 7719748
Contacts
3 of 14
Ryan Punch
Associate AdvisorCRD 6659472
James Hannack
Associate Research AnalystCRD 6817796
Linnea Akesson
Associate Research AnalystCRD 7719810
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 12Active vs passive
$6.2M in ETFs
100%
$6.2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALERIAN MLP ETF (AMLP) | Passive | Energy Limited Partnership | $3.6M | 68,913 | 57.26% |
Location
Edina, MN
Hennepin
Location
Edina, MN
Headquartered in Edina, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 7701 France Ave S
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Silveroak Wealth Management LLC
RIAEdina, MN
Cahill Financial Advisors, Inc.
RIAEdina, MN
Tradition Wealth Management LLC
RIAEdina, MN
O'Brien-Staley Partners
RIAEdina, MN
First Light Asset Management, LLC
RIAEdina, MN
Accredited Investors Wealth Management
RIAEdina, MN