Pullen Investment Management
Firm details
- Headquarters
- Bradenton, Florida
- CRD number
- 310149
- Registered since
- March 23, 2023
- Website
- www.pulleninvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI56.67%
- Pension & Profit Sharing Plans29.93%
- Individuals5.74%
- Charitable Organizations5.63%
- Corporations / Businesses2.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Pullen Investment Management is an independent, individually owned RIA that registered with the SEC in 2023. The firm serves both individual/family and institutional clients and bills using a mix of percentage-of-AUM and fixed fees. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Pullen reports it is not an active ESG investor and is not structured as a capital allocator — it relies on external managers where it uses alternatives.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Public Funds/Mutual Funds21%
- US Government Bonds7%
- Cash & Cash Equivalents5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$41.8M in ETFs
91%
$38.2M
9%
$3.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 ETF (VOO) | Vanguard | Passive | Large Blend | $12.8M | 18,253 | 30.60% |
Location
Bradenton, FL
Manatee
Location
Bradenton, FL
Headquartered in Bradenton, FL, anchoring the North Port-Sarasota, FL metro in the South.
- Metro area
- North Port-Sarasota, FL
- Region
- South
- County
- Manatee
- Address
- 417 12th St W
- Time zone
- ET (UTC-5)
- Office locations
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