Protocol Wealth, LLC

RIASEC Registered

Total AUM

$153M

Discretionary

$85.2M

56% of AUM

Avg account

$3.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Denver, Colorado
CRD number: 335298
Registered since: April 10, 2025
Custodians: ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC., ANCHORAGE DIGITAL BANK
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI82.3%
Individuals17.4%
Pooled Investment Vehicles0.2%
Pension & Profit Sharing Plans0.1%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Protocol Wealth, LLC is an independent registered investment adviser organized as an LLC that acts as a capital allocator for both individuals/families and institutional clients. The firm is registered with the SEC (2025). Its advisory services include financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, and the selection of third‑party advisers. Fee arrangements are flexible and include a percentage of AUM, hourly billing, subscription fees, and flat fees. Protocol Wealth does not identify as an active ESG investor.