Protocol Wealth, LLC

RIASEC Registered

Total AUM

$153M

Discretionary

$85.2M

56% of AUM

Avg account

$3.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Denver, Colorado
CRD number: 335298
Registered since: April 10, 2025
Custodians: ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC., ANCHORAGE DIGITAL BANK
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI82.3%
Individuals17.4%
Pooled Investment Vehicles0.2%
Pension & Profit Sharing Plans0.1%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Protocol Wealth, LLC operates as an independent registered investment adviser organized as an LLC. FINTRX lists the firm as SEC-registered in 2025. Ownership is a mix of a domestic entity and an individual. The firm serves a mix of individuals, families and institutional clients and functions as a capital allocator, sourcing and allocating capital to third-party managers in addition to managing client portfolios directly. Advisory capabilities include financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and selection of other advisers. The firm offers multiple fee arrangements — percentage of assets under management, hourly charges, subscription fees and fixed fees. FINTRX identifies Protocol Wealth as not being an active ESG investor.