PROSTATIS FINANCIAL ADVISORS GROUP

RIASEC RegisteredEst. 2018
Total AUM
$605M
Discretionary
$605M
100% of AUM
Avg account
$159K
Accounts
3,806
Employees
27
Advisory reps
15

Firm details

Headquarters
HANOVER, Maryland
CRD number
132662
Registered since
February 23, 2018
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals59.58%
  • HNWI40.17%
  • Charitable Organizations0.25%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Prostatis Financial Advisors Group is an independent, LLC-structured registered investment adviser that began SEC registration in 2018. The firm serves individual and family clients and combines financial planning with portfolio management for individuals and small businesses. It also acts as a capital allocator and conducts selection-of-other-advisers work, indicating it places client assets with outside managers when appropriate. Fee arrangements include a percentage-of-assets model and hourly charges. The firm does not describe itself as an active ESG investor and lists a law firm among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 12%, Cash & Cash Equivalents 9%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities12%
  • Cash & Cash Equivalents9%

Contacts

3 of 15
  • ANDREW ASHTON

    Financial PlannerCRD 2437849

  • MICHAEL CANET

    Financial PlannerCRD 2969136

  • KATHERINE GROCE

    Financial PlannerCRD 5345515

Unlock 12 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 131

Active vs passive

$378M in ETFs

Passive

61%

$229M

Active

19%

$149M

ETFProviderStyleCategoryValueShares% of portfolio
THOR INDEX ROTATION ETF (THIR)$65.7M2,118,85917.36%

Location

Primary office

HANOVER, MD

ANNE ARUNDEL

Location

HANOVER, MD

Headquartered in HANOVER, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ANNE ARUNDEL
Address
7580 Buckingham Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth