Prosperity Planning
Firm details
- Headquarters
- North Kansas City, Missouri
- CRD number
- 298268
- Registered since
- September 6, 2018
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.62%
- Individuals14.42%
- Pension & Profit Sharing Plans1.63%
- Charitable Organizations1.21%
- Corporations / Businesses0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Prosperity Planning is an independent registered investment adviser that began SEC registration in 2018 and is owned by an individual. Its client mix includes both individuals and families as well as institutional clients. The firm charges fees by percentage of assets under management and through fixed-fee arrangements. Core advisory services listed by the firm include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities3%
- US Government Bonds1%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Kenneth Borum
Partner & Chief Financial OfficerCRD 4776520
Contacts
3 of 10
Ryan Noble
Wealth ManagerCRD 4931140
Daniel Reiter
Partner and Wealth ManagerCRD 6427884
Lucinda Richey
Founding Partner and Wealth ManagerCRD 2723663
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 108Active vs passive
$425M in ETFs
70%
$297M
28%
$127M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE 1-5 YEAR USD BOND ETF (ISTB) | BlackRock | Passive | Short Term Bond | $53M | 1,098,252 | 12.48% |
Location
North Kansas City, MO
Clay
Location
North Kansas City, MO
Headquartered in North Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Clay
- Address
- 1920 Buchanan St
- Time zone
- CT (UTC-6)
- Office locations
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