Prosperity Planning

RIASEC Registered
Total AUM
$543M
Discretionary
$534M
98% of AUM
Avg account
$379K
Accounts
1,432
Employees
13
Advisory reps
11

Firm details

Headquarters
North Kansas City, Missouri
CRD number
298268
Registered since
September 6, 2018
Website
www.prosperityplanninginc.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.62%
  • Individuals14.42%
  • Pension & Profit Sharing Plans1.63%
  • Charitable Organizations1.21%
  • Corporations / Businesses0.12%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Prosperity Planning is an independent, privately owned registered investment adviser that registered with the SEC in 2018. The firm serves both individual and family clients as well as institutional clients, delivering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Its billing blends a percentage-of-AUM model with fixed fees. Prosperity Planning does not act as a capital allocator; instead, it sources exposure through third‑party managers and pooled vehicles rather than deploying principal capital itself. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 3%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%, Cash & Cash Equivalents 1%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities3%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 111

Active vs passive

$440M in ETFs

Passive

70%

$308M

Active

28%

$132M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE 1-5 YEAR USD BOND ETF (ISTB)BlackRockPassiveShort Term Bond$55M1,164,03312.51%
Unlock additional holdings →

Location

Primary office

North Kansas City, MO

Clay

Location

North Kansas City, MO

Headquartered in North Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Clay
Address
1920 Buchanan St
Time zone
CT (UTC-6)
Office locations

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