Prosperity Financial Group, Inc.

RIASEC RegisteredEst. 2025

Total AUM

$503M

Discretionary

$503M

100% of AUM

Avg account

$370K

Accounts

1,360

Employees

Advisory reps

Firm details

Headquarters: San Ramon, California
CRD number: 339321
Registered since: December 1, 2025
Website: www.prosperityfinancialgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI71.43%
Individuals26.49%
Pension & Profit Sharing Plans2.07%
Charitable Organizations0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Prosperity Financial Group, Inc. is an independent, corporation-formatted registered investment adviser that serves both individual/family and institutional clients. The firm functions as a capital allocator and provides a range of advisory services including financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. It also operates as an insurance broker and uses a mix of fee models (percentage of AUM, hourly, and fixed fees). The firm is not positioned as an ESG investor and is not a multi-state adviser.