Prosperity Advisers, LLC

RIASEC Registered
Total AUM
$376M
Discretionary
$376M
100% of AUM
Avg account
$368K
Accounts
1,021
Employees
8
Advisory reps
3

Firm details

Headquarters
Horsham, Pennsylvania
CRD number
282998
Registered since
July 31, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI77.07%
  • Individuals22.93%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Prosperity Advisers, LLC is an independent, owner-operated registered investment adviser that registered with the SEC in 2020. The firm serves individual and family clients, providing financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. It also operates as an insurance broker and maintains an affiliation with an insurance company. The firm bills clients using a mix of percentage‑of‑AUM fees, hourly charges and fixed fees. Prosperity presents itself as a capital allocator, meaning it both manages client portfolios and allocates to external fund managers when appropriate. It is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 36%, Private Funds 6%, Cash & Cash Equivalents 2%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities36%
  • Private Funds6%
  • Cash & Cash Equivalents2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 29

Active vs passive

$135M in ETFs

Passive

97%

$130M

Active

3%

$4.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD FTSE DEVELOPED MARKETS ETF (VEA)VanguardPassiveForeign Large Blend$37.9M536,89328.11%

Location

Primary office

Horsham, PA

Montgomery

Location

Horsham, PA

Headquartered in Horsham, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
424 Dresher Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth