Prosperitas Financial, LLC
Firm details
- Headquarters
- Valencia, California
- CRD number
- 315768
- Registered since
- August 30, 2021
- Website
- prosperitasfin.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals44.19%
- HNWI41.4%
- Pension & Profit Sharing Plans12.07%
- Investment Companies2.09%
- Pooled Investment Vehicles0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Prosperitas Financial, LLC is an independent registered investment adviser that began SEC registration in 2021. The firm is structured as an LLC and is owned by an individual. Its client mix includes both individual and family clients as well as institutional relationships. Service offerings emphasize financial planning and portfolio management across individual, small-business and institutional mandates, with pension consulting among the advisory capabilities. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Prosperitas works with broker-dealers and insurance companies as industry affiliates and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities35%
- Private Funds6%
- US Government Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4
Byron Alvarado
CEOCRD 4908032
Christopher Ingram
Chief Executive OfficerCRD 3156210
Mark Petersen
Chief Operating OfficerCRD 7284509
Contacts
3 of 37
Howard Martinez
Financial AdvisorCRD 5088792
Erica Zaragoza
Financial AdvisorCRD 7007518
Kieran Wong
Financial AdvisorCRD 7028630
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$113M in ETFs
84%
$94.9M
15%
$17.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $15M | 443,562 | 13.32% |
Location
Valencia, CA
Los Angeles
Location
Valencia, CA
Headquartered in Valencia, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 25060 Avenue Stanford
- Time zone
- PT (UTC-8)
- Office locations
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