Prosperitas Financial, LLC
Firm details
- Headquarters
- Valencia, California
- CRD number
- 315768
- Registered since
- August 30, 2021
- Website
- prosperitasfin.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals44.19%
- HNWI41.4%
- Pension & Profit Sharing Plans12.07%
- Investment Companies2.09%
- Pooled Investment Vehicles0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Prosperitas Financial, LLC is an SEC-registered advisory firm (registered in 2021) that serves both individual/family clients and institutional accounts. The firm operates as a limited liability company owned by an individual and offers a mix of financial planning, portfolio management for individuals/small businesses and for businesses/institutions, plus pension consulting. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. Prosperitas does not identify itself as a capital allocator; instead it supplements its investment line-up with third-party external managers for certain strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities35%
- Private Funds6%
- US Government Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4
Byron Alvarado
CEOCRD 4908032
Christopher Ingram
Chief Executive OfficerCRD 3156210
Mark Petersen
Chief Operating OfficerCRD 7284509
Contacts
3 of 36
Howard Martinez
Financial AdvisorCRD 5088792
Erica Zaragoza
Financial AdvisorCRD 7007518
Kieran Wong
Financial AdvisorCRD 7028630
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$113M in ETFs
84%
$94.9M
15%
$17.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $15M | 443,562 | 13.32% |
Location
Valencia, CA
Los Angeles
Location
Valencia, CA
Headquartered in Valencia, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 25060 Avenue Stanford
- Time zone
- PT (UTC-8)
- Office locations
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