Prospect Financial Group LLC
Firm details
- Headquarters
- ,
- CRD number
- 133953
- Registered since
- April 18, 2022
- Website
- prospect-group.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI98.58%
- Individuals1.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Prospect Financial Group LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2022. The firm is owned by an individual and serves primarily individual and family clients. Its client engagement model includes percentage-of-AUM fees alongside hourly and fixed-fee arrangements. Core advisory services are financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is not identified as a capital allocator and is not marked as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- Public Funds/Mutual Funds26%
- Non-Exchange Traded Equities1%
- Private Funds1%
- Cash & Cash Equivalents1%
Contacts
2 of 2
Gillian Curran
PresidentCRD 4902408
Michele Bush
Associate AdvisorCRD 6634682
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$103M in ETFs
45%
$46.5M
53%
$56.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL EMERGING MARKETS CORE EQUITY 2 ETF (DFEM) | Dimensional | Active | Diversified Emerging Mkts | $12.1M | 297,935 | 11.78% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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