Prospect Enhanced Yield Management, LLC

RIASEC RegisteredEst. 2025
Total AUM
$31.7M
Discretionary
$31.7M
100% of AUM
Avg account
$31.7M
Accounts
1
Employees
61
Advisory reps
3

Firm details

Headquarters
West Palm Beach, Florida
CRD number
335748
Registered since
May 5, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Prospect Enhanced Yield Management, LLC is organized as a limited liability company and operates as an institutional registered investment adviser. The firm registered with the SEC in 2025 and is positioned to serve institutional clients, with stated advisory activity centered on portfolio management for investment companies. Its fee schedule combines a percentage-of-assets arrangement with performance-based fees, and it does not operate as a capital allocator. FINTRX flags indicate the firm is not an active ESG investor, is not a multi-state adviser, and is not a pension consultant. The firm is recorded as having a related adviser and lists an industry affiliation as an other investment adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kristin Van Dask

    Kristin Van Dask

    Chief Financial OfficerCRD 5213098

  • Grier Eliasek

    President, COOCRD 6119265

  • Russell Wininger

    Chief Compliance Officer & Deputy General CounselCRD 7942476

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

West Palm Beach, FL

Palm Beach

Location

West Palm Beach, FL

Headquartered in West Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
700 S Rosemary Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth