PROSPECT CAPITAL MANAGEMENT L.P.

RIASEC RegisteredEst. 2004
Total AUM
$6.6B
Discretionary
$6.6B
100% of AUM
Avg account
$1.7B
Accounts
4
Employees
143
Advisory reps
3

Firm details

Headquarters
WEST PALM BEACH, Florida
CRD number
131018
Registered since
March 31, 2004
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies99.79%
  • Pooled Investment Vehicles0.21%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Prospect Capital Management L.P. is a limited partnership that provides portfolio management services for investment companies and pooled investment vehicles. The firm registered with the SEC in 2004 and serves primarily institutional clients. Its ownership is listed as individual and it is classified as unclassified in the snapshot data. The firm charges both asset-based fees and performance-based compensation. It is not identified as a capital allocator and does not describe active ESG investing. Prospect Capital Management is not a multi-state adviser, not a newly formed adviser, and is not described as a pension consultant or related adviser. Its industry affiliation is noted as an “Other Investment Adviser.”

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • RUSSELL WININGER

    Chief Compliance Officer & Deputy General CounselCRD 7942476

  • JOHN BARRY

    Chairman and Chief Executive OfficerCRD 1995793

Contacts

1 of 1
  • PATRICIA BLACKMAN

    Deputy Compliance OfficerCRD 1487909

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WEST PALM BEACH, FL

PALM BEACH

Location

WEST PALM BEACH, FL

Headquartered in WEST PALM BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
700 S Rosemary Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth