Progress Alliance Investment Services

Overview

Progress Alliance Investment Services is a small, independent registered investment adviser that combines fee-based portfolio management with insurance brokerage. The firm focuses on individual and family clients, charging a percentage-of-AUM advisory fee and providing financial planning, portfolio management for individuals and small businesses, pension consulting support, selection of other advisers, and educational seminars. Filings identify the firm as a capital allocator — it sources third-party managers for certain strategies rather than running a large in-house alternatives platform. The firm’s portfolio posture is equity‑centric, with a clear preference for exchange‑traded equities as the primary vehicle for client exposure. It is not flagged as an active ESG investor and is not structured as a multi‑state adviser. Given the small client base and AUM, the investment approach appears tailored and hands‑on, likely emphasizing direct equity and ETF positioning supplemented by third‑party alternative allocations and insurance products where appropriate.

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Location & Offices