Proficio Capital Partners LLC
Firm details
- Headquarters
- Newton, Massachusetts
- CRD number
- 269931
- Registered since
- July 31, 2015
- Website
- proficiocap.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BOFA SECURITIES, INC., J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI83.22%
- Corporations / Businesses9.22%
- Pooled Investment Vehicles6.58%
- Other Investment Advisers0.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Proficio Capital Partners LLC is a SEC-registered, LLC-structured investment advisor formed in 2015 that combines fund-management and capital-allocation activities. The firm serves both individual/family and institutional clients and operates as a multifaceted manager that sponsors and allocates to pooled vehicles across real estate, venture and other fund structures. Its advisory services include discretionary portfolio management for individuals, businesses and pooled investment vehicles, plus the selection of outside advisers. Fee arrangements include AUM-based, fixed and performance-linked components. Proficio reports being an active ESG investor and was listed among the Financial Times’ Top 300 RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds27%
- Exchange Traded Equities19%
- US Government Bonds15%
- Private Funds15%
- Derivatives14%
Owners & executives
3 of 3
Sheldon Hanau
Partner & Chief Strategy OfficerCRD 2274057
Justin Sussman
Partner and COOCRD 4879145
Matthew Wosk
Founder & CEOCRD 4010471
Contacts
3 of 8
Robert Haber
Founder and PartnerCRD 5042295
Kathleen Herr
ControllerCRD 7872689
Gregory Burke
Partner, Research AnalystCRD 8064257
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 174Active vs passive
$2.7B in ETFs
87%
$2.3B
9%
$338M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO SHORT TERM TREASURY ETF (SPTS) | State Street | Passive | Short Government | $203M | 6,991,445 | 7.55% |
Location
Newton, MA
Middlesex
Location
Newton, MA
Headquartered in Newton, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 300 Washington St Ste 951 Gtwy Ctr
- Time zone
- ET (UTC-5)
- Office locations
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